Shree Financial

Investment Charter - Annexure B

Sr.No

Received from

Pending at the end of last month

Received

Resolved *

Total Pending #

Pending complaint s > 3months

Average Resolution time^ (in days)

1

Directly from Investors to IA

0

0

Not applicable

0

0

Not applicable

2

SEBI (SCORES)

0

0

Not applicable

0

0

Not applicable

3

Other Sources (if any)

0

0

Not applicable

0

0

Not applicable

Grand Total

0

0

0

0

Nishith Baldevdas - Investment Adviser Registered with SEBI Registration No – INA200005158

Investors’ Compliant Data for the month ending – March 2022

^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints for last 6 months

Sr.No

Month

Carried forward from previous month

Received

Resolved *

Pending#

1

Oct 2021

0

0

Not applicable

Not applicable

2

Nov 2021

0

0

Not applicable

Not applicable

3

Dec 2021

0

0

Not applicable

Not applicable

4

Jan 2022

0

0

Not applicable

Not applicable

5

Feb 2022

0

0

Not applicable

Not applicable

6

March 2022

0

0

Not applicable

Not applicable

Grand Total

0

0

*Inclusive of complaints of previous months resolved in the current month.

#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Sr.No

Financial Year

Carried forward from previous year

Received

Resolved *

Pending#

1

2013-14

0

0

Not applicable

Not applicable

2

2014-15

0

0

Not applicable

Not applicable

3

2015-16

0

0

Not applicable

Not applicable

4

2016-17

0

0

Not applicable

Not applicable

5

2017-18

0

0

Not applicable

Not applicable

6

2018-19

0

0

Not applicable

Not applicable

7

2019-20

0

0

Not applicable

Not applicable

8

2020-21

0

0

Not applicable

Not applicable

9

2021-2022

0

0

Not applicable

Not applicable

Grand Total

0

0

*Inclusive of complaints of previous years resolved in the current year.

#Inclusive of complaints pending as on the last day of the year.